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Disclosures

Form CRS

Form CRS (“Client Relationship Summary”) is a uniform disclosure document prescribed by the Securities and Exchange Commission (“SEC”); it is intended to enhance investor protection by providing succinct and relevant information to retail investors, thus enabling comparability between registered investment advisers and broker-dealers.

Form CRS is intended to inform retail investors about:

  • The types of client and customer relationships, and the services the firm offers;
  • The fees, costs, conflicts of interest, and required standard of conduct associated with those relationships and services;
  • Whether the firm and its financial professionals currently have reportable legal or disciplinary history;
  • Encourage a dialogue to ask questions “conversation starters”; and
  • How to obtain additional information about the firm

Please click this link to access DWR Wealth Management’s Form CRS

If you have any questions about the Form CRS or would like a physical copy of the document, please contact us through our website contact form.

Privacy Policy

Any personal information submitted by you on this Site is maintained in accordance with our Privacy Policy.

Please click this like to carefully review DWR Wealth Management’s Privacy Policy

If you have any questions about our Privacy Policy or would like a physical copy of the document, please contact us through our website contact form.

 

 

Important Disclosures

DWR Wealth Management, LLC (“DWR” or the “Firm”) is a SEC registered investment adviser.

SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the adviser has attained a particular level of skill or ability. DWR may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements.

For information pertaining to the registration status of DWR, please refer to the Investment Adviser Public Disclosure website, operated by the U.S. Securities and Exchange Commission, at www.adviserinfo.sec.gov, which contains the most recent versions of the Firm’s Form ADV disclosure documents.

DWR’s website (referred to herein as the “Website”) is limited to the dissemination of general information pertaining to its advisory services offered to U.S. residents residing in states where providing such information is not prohibited by applicable law, together with access to additional investment-related information, publications, and links. Accordingly, the publication of the Website on the Internet should not be construed by any client and/or prospective client as DWR’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment, tax or legal advice for compensation, over the Internet. Any subsequent, direct communication by DWR with a prospective client will be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. Furthermore, the information resulting from the use of any tools or other information on this website should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from DWR. DWR does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to this website or incorporated herein, and takes no responsibility, therefore. All such information is provided for convenience purposes only and all users thereof should be guided accordingly.

DWR does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to the Website or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Certain portions of the Website (i.e., newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, DWR’s (and those of other investment and non-investment professionals) positions and/or opinions as of a specific prior date. Due to various factors, including changing market and economic conditions, such discussion may no longer be reflective of current positions and/or opinions. Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from DWR, or from any other investment professional.

DWR is neither an attorney nor an accountant, and no portion of the Website content should be interpreted as legal, accounting or tax advice. Past performance may not be indicative of future results and there can be no assurance that any views, outlooks, projections or forward-looking statements will come to pass. Investing involves risk, including the potential loss of principal, and the profitability of any particular investment strategy or product cannot be guaranteed.

Each client and prospective client agrees, as a condition precedent to his/her/its access to the Website, to release and hold harmless DWR, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from DWR.

ACCESS TO THIS WEBSITE IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY AND WITHOUT ANY WARRANTIES, EXPRESSED OR IMPLIED, REGARDING THE ACCURACY, COMPLETENESS, TIMELINESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS WEBSITE OR ANY THIRD-PARTY WEBSITE REFERENCED HEREIN.

Please carefully review our website Terms and Conditions